The Division of ____ of the SEC assesses possible violations of regulations imposed by the SEC, and can take action against individuals or firms.
A)Corporate Finance
B)Enforcement
C)Administration
D)Market Regulation

Question

Quizplus · Accepted Answer

The Division of Enforcement is responsible for investigating and prosecuting violations of SEC regulations by individuals and firms. The other divisions mentioned (Corporate Finance, Administration, Market Regulation) have different areas of focus within the SEC.

The Division of ____ of the SEC Assesses Possible Violations