The SEC's ____ reviews the registration statement files when a firm goes public, corporate filings for annual and quarterly reports, and proxy statements that involve voting for board members or other corporate issues.
A)Division of Corporate Finance
B)Division of Market Regulation
C)Division of Enforcement
D)none of the above

Question

Quizplus · Accepted Answer

The Division of Corporate Finance is responsible for reviewing registration statements, corporate filings, and proxy statements related to corporate governance and voting issues. The Division of Market Regulation oversees securities markets, and the Division of Enforcement investigates potential violations of securities laws.

The SEC's ____ Reviews the Registration Statement Files When a Firm