Regulation S-K establishes requirements for nonfinancial information that companies must file with the SEC, such as descriptions of the business, legal proceedings, and management's discussion and analysis.

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Regulation S-K

Question 4

Multiple Choice

Regulation S-K:

A) Controls the listing of securities by stock exchanges.
B) Establishes requirements for nonfinancial information to be filed with the SEC.
C) Prescribes the form of financial statements to be filed with the SEC.
D) Describes the internal controls a publicly traded company must maintain.
E) Prescribes the financial disclosure information that must be included in filings with the SEC.

Correct Answer: