Which of the following are provisions of the Sarbanes-Oxley Act of 2002?
I.An oversight board to monitor the accounting industry.
II.Tougher penalties for executives who commit corporate fraud.
III.Stricter prohibitions against insider trading.
IV.Guidelines for analysts conflicts of interest.

Question

Quizplus · Accepted Answer

The Sarbanes-Oxley Act of 2002 includes provisions such as the establishment of an oversight board to monitor the accounting industry (I), tougher penalties for executives who commit corporate fraud (II), and guidelines for analysts conflicts of interest (IV). Stricter prohibitions against insider trading are also included in the Act (III). Therefore, the correct choice is D, which includes all of the options except for III.

Which of the Following Are Provisions of the Sarbanes-Oxley Act