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The Documents Signed When a Customer Opens a Brokerage Account

Question 89

Multiple Choice

The documents signed when a customer opens a brokerage account


A) serve as an informal relationship between the customer and the stockbroker.
B) limit the customer to dealing only through that brokerage firm.
C) may be signed by a minor child provided that the money being invested belongs to the child.
D) establish a legal relationship between the customer and the brokerage firm.

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