n the United States, the Security and Exchange Commission (SEC) mandates many aspects of compliance.

Name: n the United States, the Security and Exchange Commission (SEC) mandates many aspects of compliance.
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The SEC is a regulatory body established by the US government to monitor the securities industry and enforce regulations. As part of its mandate, it establishes compliance rules and regulations that public companies and other entities must follow.

N the United States, the Security and Exchange Commission (SEC)