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Management's First Step in Any Issue of Securities to the Public

Question 10

Multiple Choice

Management's first step in any issue of securities to the public is:


A) to file a registration form with the SEC.
B) to distribute copies of the preliminary prospectus.
C) to distribute copies of the final prospectus.
D) to obtain approval from the board of directors.
E) to prepare the tombstone advertisement.

Correct Answer:

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