Regulation A security issues are exempt from full SEC registration filing and use only a brief offering statement if:

Question

Quizplus · Accepted Answer

Regulation A security issues are exempt from full SEC registration filing and use only a brief offering statement if:
- the issue is for less than $5,000,000 (Choice A)
- insiders sell no more than $1,500,000 of stock (Choice B)

Therefore, the correct answer is E, as it includes both A and B.

Regulation a Security Issues Are Exempt from Full SEC Registration