The three types of SOAs used by financial planners are typically the:
A) small investment plan, further advice plan and a comprehensive plan.
B) no-advice plan, limited SOA and a comprehensive plan.
C) no-advice plan, further advice plan and a comprehensive plan.
D) both a and b
Correct Answer:
Verified
Q1: When is a statement of advice (SOA)
Q2: An SOA is not required in circumstances
Q3: An SOA must:
A) tailor advice to the
Q4: The 'know your client' process is integral
Q6: The balance sheet, income statement and cash
Q7: In relation to which document supplied by
Q8: Consistent with RG 168, when documenting the
Q9: Acting in the best interests of the
Q10: Problems or conflicts that may arise between
Q11: A record of advice (ROA) can be
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