The _____ refers to firms that facilitate securities transactions.

Question

Quizplus · Accepted Answer

The sell-side refers to firms that facilitate securities transactions, while the buy-side refers to firms that buy securities for investment purposes. The SEC (Securities and Exchange Commission) is a government regulatory agency that oversees the securities industry. The issuing firm is a company that is selling securities to raise capital. A pension fund is an example of a buy-side institution that invests in securities.

The _____ Refers to Firms That Facilitate Securities Transactions