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An Ownership Interest of One Percent or More Between Parties

Question 3

Multiple Choice

An ownership interest of one percent or more between parties involved with a CLO operation is called a "controlled business arrangement" and must be:


A) a required used of any affiliated company
B) disclosed to any consumer
C) prohibited to use an affiliated company
D) at least a 25 percent discount given by an affiliated company

Correct Answer:

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