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A Wrap-Around Filing

Question 15

Multiple Choice

A wrap-around filing:


A) may be used by large companies to sell securities over a period of two years without refiling with the SEC.
B) is a simplified registration procedure for securities to be issued by small companies.
C) allows a company to simplify its form 10-K by referring to information in its annual report.
D) is a filing completed using the SEC's electronic filing system.
E) may remain in effect for a period of one to five years.

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