The average investor does not have to register securities when he or she wants to sell.

Name: The average investor does not have to register securities when he or she wants to sell.
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Question

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The average investor typically does not have to register securities with the SEC when selling because most transactions are covered under exemptions, particularly if the securities were already registered by the issuing company during the initial public offering (IPO) or are being sold in the secondary market.

The Average Investor Does Not Have to Register Securities When