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A[n] ______ Prospectus Is a Prospectus with a Warning Written

Question 40

Multiple Choice

A[n] ______ prospectus is a prospectus with a warning written in red print at the top of the page warning investors that the registration has been filed with the SEC but has not yet been approved.


A) Red-line
B) Red-herring
C) Red-fish
D) Bait
E) None of these because a prospectus may not be issued prior to approval

Correct Answer:

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