Which of the following is an example of a material omission or misrepresentation during a securities transaction under Section 10(b) and Rule 10(b) (5) ?
A) A change in the status of litigation against the company.
B) A change in dividends.
C) A new product, process, or discovery.
D) A change in the status of litigation against the company; a change in dividends; and a new product, process, or discovery.
E) A change in the status of litigation against the company and a change in dividends; but not a new product, process or discovery.
Correct Answer:
Verified
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