Jimmy Joe, a young staff auditor, finds a document in his briefcase that relates to a client he worked on two months ago. Jimmy, fearing the worst, inserts the document in the client working papers without notifying his supervisors. By doing this, Jimmy has violated:
A) AS #5
B) AS #7
C) AS #3
D) Impossible to determine given lack of specifics.

Question

Quizplus · Accepted Answer

AS #3 relates to audit documentation, which requires auditors to maintain proper documentation of their work. By inserting the document without notifying supervisors, Jimmy violated this standard.

Jimmy Joe, a Young Staff Auditor, Finds a Document in His