The Securities and Exchange Commission can bring a civil action against anyone who aids in a violation of the Securities Exchange Act of 1934.

Question

Quizplus · Accepted Answer

The Securities and Exchange Commission (SEC) has the authority to bring civil actions against anyone who aids or abets in the violation of the Securities Exchange Act of 1934, as well as other securities laws. This includes individuals, organizations, and companies who knowingly or recklessly provide substantial assistance or support to someone who violates the law.

The Securities and Exchange Commission Can Bring a Civil Action