Generally, stock offerings that are made in a limited manner during any twelve-month period are ex?empt from securities registration requirements.

Question

Quizplus · Accepted Answer

This statement is generally true under the Securities Act of 1933, as long as the offering meets certain requirements and falls under certain exemptions, such as Regulation D or Regulation A. However, it is important to consult with a securities attorney to determine if a specific offering qualifies for exemption from registration requirements.

Generally, Stock Offerings That Are Made in a Limited Manner