To create a compliance program that is acceptable under the U.S. Sentencing Guidelines, a company should_________ .
A) establish standards and procedures to meet the company's business needs
B) put upper-level managers in charge of the compliance program
C) encourage employees to report violations
D) train employees on standards and procedures
E) do all of these

Question

Quizplus · Accepted Answer

All of these options are critical components of an effective compliance program under the U.S. Sentencing Guidelines. Establishing standards and procedures that are tailored to the company's business needs is necessary to ensure that employees understand their compliance obligations. Putting upper-level managers in charge of the compliance program helps to demonstrate the company's commitment to compliance, while also ensuring that compliance issues receive high-level attention. Encouraging employees to report violations and providing training on standards and procedures are also essential to maintaining an effective compliance program. Therefore, all of these options should be included in a compliance program that is designed to meet the requirements of the U.S. Sentencing Guidelines.

To Create a Compliance Program That Is Acceptable Under the U.S