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The Securities and Exchange Commission Believed That Regal Corp

Question 20

Multiple Choice

The Securities and Exchange Commission believed that Regal Corp.had committed a securities fraud and hence,it asked the court to impose civil penalties.In the context of the Securities Exchange Act,the maximum penalty that the court could impose for Regal's.violation is _____.


A) $100,000
B) $50,000
C) $200,000
D) $500,000
E) $300,000

Correct Answer:

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