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Which of the Following Is NOT True About a Dealer

Question 14

Multiple Choice

Which of the following is NOT true about a dealer?


A) A dealer has inventory risk.
B) A dealer matches a buyer and a seller and earns commissions for this service.
C) A dealer posts bid and ask prices.
D) A dealer must have adequate capital to maintain her portfolio of securities.
E) A dealer trades on her own account.

Correct Answer:

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