The law that requires companies to file registration statements with the SEC before they may issue new securities to the public is known as the

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The law that requires companies to file registration statements with the SEC before they may issue new securities to the public is known as the Securities Act of 1933. The Securities Exchange Act of 1934 regulates trading in the secondary securities markets and contains various provisions relating to reporting and disclosure obligations of public companies. RICO law refers to the Racketeer Influenced and Corrupt Organizations Act, which deals with crimes committed through organized crime. The Securities Act of 1934 does not require registration statements for the issue of new securities; rather, it regulates the secondary market trading of those securities.

The Law That Requires Companies to File Registration Statements with the SEC