A(n) ________ refers to a document that an issuer of securities files with the SEC that contains required information about the issuer, the securities to be issued, and other relevant information.

Question

Quizplus · Accepted Answer

A registration statement is the document that issuers of securities must file with the SEC in order to provide information about the securities being offered, as well as information about the issuer and other relevant information. The other choices are not related to the filing of securities with the SEC.

A(n) ________ Refers to a Document That an Issuer of Securities