________ requires securities offered to the public through the use of the mails or any facility of interstate commerce to be registered with the SEC by means of a registration statement and an accompanying prospectus.

Question

Quizplus · Accepted Answer

Section 5 of the Securities Act of 1933 requires securities offered to the public through the use of the mails or any facility of interstate commerce to be registered with the SEC by means of a registration statement and an accompanying prospectus. Section 24 of the Securities Act of 1933 and Section 12 of the Securities Act of 1933 relate to civil liabilities and remedies for violations of the Act. SEC Rule 506 is a safe harbor exemption for certain private placements of securities.

________ Requires Securities Offered to the Public Through the Use