The SEC can file criminal charges against those who violate provisions of the 1933 Securities Act and the 1934 Securities Exchange Act.
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Q7: Members of the general pulic may be
Q8: The dissenting Justices in Dirks believ_?
A) Dirks
Q9: The SEC has jurisdiction over cases where
Q10: The Securities and Exchange Commission may now
Q11: The _ is the fundamental "truth in
Q13: In Reves v. Ernst and Young, the
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Q15: Rule 10b-5 of the Securities Exchange Act
Q16: In the Securities and Exchange Commission, the
Q17: The law that relates to the recapture
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