According to the Sarbanes-Oxley Act,any SEC reporting bank that does not have a code of ethics must ________.
A) submit a report to Congress
B) provide an explanation
C) pay a significant fine
D) develop an ethics code
Correct Answer:
Verified
Q50: Harvey Electronics has used a number of
Q51: The Federal Sentencing Guidelines for Organizations Act
Q52: Which 2003 Supreme Court case upheld Sarbanes-Oxley's
Q53: The Supreme Court ruling in Bechtel v
Q54: The Dodd-Frank Wall Street Reform and Consumer
Q56: The primary purpose of an ethics audit
Q57: Which of the following is NOT required
Q58: John provides information to the SEC about
Q59: The Sarbanes-Oxley Act was passed in response
Q60: Which law contains broad employee whistle-blower protections
Unlock this Answer For Free Now!
View this answer and more for free by performing one of the following actions
Scan the QR code to install the App and get 2 free unlocks
Unlock quizzes for free by uploading documents