Regulation of U.S.financial markets is primarily a function of the federal government; states do not regulate them in any way.

Name: Regulation of U.S.financial markets is primarily a function of the federal government; states do not regulate them in any way.
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Question

Quizplus · Accepted Answer

States also have regulatory authority over certain aspects of financial markets, particularly through their securities commissions or similar entities, which enforce state-level securities laws and regulations.