Swap bank activities that set up equity, interest rate, and other kinds of swaps between interested counterparties is subject to

Question

Quizplus · Accepted Answer

Swap bank activities are generally not subject to heavy regulation by the government. However, specific types of swaps may be subject to regulations by the Commodity Futures Trading Commission (CFTC) or the Securities and Exchange Commission (SEC).

Swap Bank Activities That Set Up Equity, Interest Rate, and Other