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A Financial Intermediary Who,through Deceit or Fraudulent Means,affects the Public

Question 68

Multiple Choice

A financial intermediary who,through deceit or fraudulent means,affects the public market price of securities can face a maximum of


A) a monetary fine of three times the loss avoided or gain received.
B) two years less a day in custody of a provincial institution.
C) five years imprisonment in a federal penitentiary.
D) ten years imprisonment in a federal penitentiary.
E) both a and b.

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