Regulation FD requires that brokerage firms disclose material information such as earnings forecasts with all clients simultaneously.

Question

Quizplus · Accepted Answer

Regulation FD (Fair Disclosure) requires that company information be disclosed to all investors at the same time to prevent selective disclosure and unfair advantage for certain investors. However, brokerage firms are required to actively monitor for and prohibit insider trading by their employees and clients.

Regulation FD Requires That Brokerage Firms Disclose Material Information Such