The FCPA requires all SEC registrants to have each of the following except:
A) Maintain internal accounting controls
B) Ensure all transactions are authorized by management and recorded properly
C) Maintain information systems that prevent fraudulent activities that violate the FCPA
D) Maintain adequate books and records to fairly reflect an issuer's transactions and disposition of assets

Question

Quizplus · Accepted Answer

The FCPA requires SEC registrants to maintain internal accounting controls, ensure all transactions are authorized by management and recorded properly, and maintain adequate books and records to fairly reflect an issuer's transactions and disposition of assets. However, it does not specifically require them to maintain information systems that prevent fraudulent activities that violate the FCPA.

The FCPA Requires All SEC Registrants to Have Each of the Following