In FCPA matters, the following would be considered effective compliance program policies except:
A) Dedicated resources for compliance of standards
B) Experienced personnel in compliance functions
C) Compliance personnel are independent of management
D) Unclear reporting structure for compliance personnel

Question

Quizplus · Accepted Answer

An unclear reporting structure for compliance personnel would not be considered an effective compliance program policy in FCPA matters. It is important for compliance personnel to have a clear reporting structure and to be able to raise concerns or issues without fear of retaliation or interference from management. The other choices (A, B, and C) are all important components of an effective compliance program.

In FCPA Matters, the Following Would Be Considered Effective Compliance