Unless exempted, exchanges, brokers, and dealers who deal in the securities traded in interstate commerce must register with the SEC.

Name: Unless exempted, exchanges, brokers, and dealers who deal in the securities traded in interstate commerce must register with the SEC.
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This is stated in the Securities Exchange Act of 1934, which requires registration of exchanges, brokers, and dealers who deal in securities traded on interstate commerce.

Unless Exempted, Exchanges, Brokers, and Dealers Who Deal in the Securities