In 1992, the SEC issued new rules establishing an integrated registration and reporting system for small business issuers.
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Q1: The 1933 Securities Act differs from the
Q3: Most states require the registration of securities
Q4: EDGAR is the computer system established by
Q5: A "private placement" involves no public offering
Q6: Effective in 2010, the SEC adopted new
Q7: The Sarbanes-Oxley Act requires either the chief
Q8: Marshall, an agent of the North Carolina
Q9: The Dodd-Frank Act amends the 1933 and
Q10: "Shelf registrations" allow delayed sales of stock.
Q11: As amended in 2008, SEC rules define
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