The 1933 Securities Act differs from the 1934 Act in that the former deals with trading in stock that has already been issued and the latter has to do with the issuance of securities.
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Verified
Q2: In 1992, the SEC issued new rules
Q3: Most states require the registration of securities
Q4: EDGAR is the computer system established by
Q5: A "private placement" involves no public offering
Q6: Effective in 2010, the SEC adopted new
Q7: The Sarbanes-Oxley Act requires either the chief
Q8: Marshall, an agent of the North Carolina
Q9: The Dodd-Frank Act amends the 1933 and
Q10: "Shelf registrations" allow delayed sales of stock.
Q11: As amended in 2008, SEC rules define
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