Which of the following securities laws regulates the sale of mutual fund shares?
A) The Securities Act of 1933
B) The Securities and Exchange Act of 1934
C) The Investment Company Act of 1940
D) The Sarbanes-Oxley Act of 2002
E) The Securities Investor Protection Act of 1970

Question

Quizplus · Accepted Answer

The Investment Company Act of 1940, also known as the Investment Company Act or the Mutual Funds Act, regulates investment companies, including mutual funds. It establishes requirements for the organization, operation, and disclosure of information to investors about investment companies. The act requires that mutual funds register with the SEC and provides a framework for their regulation.

Which of the Following Securities Laws Regulates the Sale of Mutual