The federal government regulates the disclosure of information about securities through the:
A) Department of Commerce.
B) Federal Reserve System.
C) National Association of Securities Dealers (NASD).
D) Securities and Exchange Commission (SEC).
E) Federal Securities Agency.

Question

Quizplus · Accepted Answer

The Securities and Exchange Commission (SEC) is a federal agency that is responsible for enforcing federal securities laws and regulating the securities industry, including the disclosure of information about securities. The other options listed do not have primary responsibility for regulating securities disclosure.

The Federal Government Regulates the Disclosure of Information About Securities