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Why Is the Securities and Exchange Commission (SEC) Involved in Annuities

Question 48

Multiple Choice

Why is the Securities and Exchange Commission (SEC) involved in annuities?


A) Annuities are an investment risk; therefore the SEC considers them to be securities rather than life insurance.
B) Annuities are an investment risk, therefore the SEC considers them to be variable insurance rather than life insurance
C) Annuities are a security, therefore the SEC regulates the amount and payments made
D) Annuities are a security, therefore the SEC regulates taxing and payments to the contract owner.

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