If a person is convicted under the Insider Trading Sanctions Act he or she may face:
A) treble damages payments
B) payments of the traders' illegal profits to those persons who suffered losses
C) criminal penalties
D) all of the other choices
E) none of the other choices; the Act provides injunctive relief only
Correct Answer:
Verified
Q395: _ are sold directly to the public
Q396: A company that offers a fixed portfolio
Q397: _ are sold through a securities dealer
Q398: _ are sold through a securities dealer
Q399: The _ requires investment companies to register
Q401: A securities professional who engages in the
Q402: A securities professional who are in the
Q403: The Investment Company Act requires that at
Q404: A securities professional who are in the
Q405: Merrill Lynch and other brokerage firms, in
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