The ____ requires investment companies to register as such with the SEC, which then makes the companies subject to regulations of their activities and holds them liable to the SEC, and to private parties, for violations.

Question

Quizplus · Accepted Answer

The correct answer is not listed among the options provided. The Investment Company Act of 1940 is the legislation that requires investment companies to register with the SEC and subjects them to regulations and liabilities for violations, but it is not one of the choices given.

The ____ Requires Investment Companies to Register as Such with the SEC