Any person who willfully acts in violation of the Securities Act of 1933, or any SEC rule, is subject to a penalty of:
A) 10 years in prison or a $10,000 fine, or both.
B) 5 years in prison or a $10,000 fine, or both.
C) 10 years in prison or a $25,000 fine, or both.
D) 5 years in prison or a $5,000 fine, or both.
Correct Answer:
Verified
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