Which of the following securities is not exempt from registration requirements?
A) private-placement variable universal life insurance
B) a revenue bond issued by the state of Florida to raise money to build an airport
C) a bond issued by the U.S. post office
D) a new issue of stock issued by a corporation that already has shares of its stock trading on the NYSE
Correct Answer:
Verified
Q71: Scatty is a registered representative with a
Q72: Big of HiGrow Corporation needs more money
Q73: Big of HiGrow Corporation needs more money
Q74: Any person who willfully acts in violation
Q75: Big of HiGrow Corporation needs more money
Q77: Private placements are exempt from the registration
Q78: Regulation D:
I. enables smaller firms to raise
Q79: Which of the following would qualify as
Q80: Private placements may be sold to whom?
A)only
Q81: Which of the following pieces of information
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