After passing the necessary exams, you must submit which of the following to the state Administrator when applying for registration as an agent?

Question

Quizplus · Accepted Answer

When applying for registration as an agent, you will need to submit a U-4. No photograph is necessary. Form ADV is used to register as an investment adviser, and only broker-dealers and investment advisers must meet the state's minimum net capital requirement.

After Passing the Necessary Exams, You Must Submit Which of the Following