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The Net Worth of a Broker-Dealer Has Fallen Below the Minimum

Question 91

Multiple Choice

The net worth of a broker-dealer has fallen below the minimum net capital requirement specified by the state in which the broker-dealer is registered. This broker-dealer must notify the Administrator of this fact


A) before the beginning of the next quarter.
B) before the end of the month.
C) by the close of business on the next business day.
D) within a week's time.

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