Which of the following policy measures created an Office of Credit Ratings at the SEC with its own staff and the authority to fine credit-rating agencies and to deregister an agency if it produces bad ratings?
A) the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010
B) Sarbanes-Oxley Act of 2002
C) Global Legal Settlement of 2002
D) Gramm-Leach-Bliley Act of 1999
E) Riegle-Neal Act of 1994
Correct Answer:
Verified
Q19: Evidence suggests that credit-rating agencies _ exploited
Q20: Advice on taxes,accounting or management information systems,and
Q21: Which of the following policy measures required
Q22: If a conflict of interest exists
A)it will
Q23: Which of the following policy measures authorized
Q25: If the incentive to take advantage of
Q26: Which policy measure increases the punishment for
Q27: Which of the following policy measures prohibited
Q28: Which policy measure increased the SEC budget
Q29: Explain how the market can reduce the
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