The SEC's 2005 revisions greatly restrict the rules regarding written communications before and during registered securities offerings.
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Q1: "Restricted securities" are exempted from registration.
Q3: The Private Securities Litigation Reform Act sought
Q6: The registration requirement of the 1934 Act
Q9: Most states require the registration of securities
Q10: The Securities Act of 1933 regulates tender
Q11: The Sarbanes-Oxley Act requires either the chief
Q12: A "private placement" involves no public offering
Q18: The Securities and Exchange Commission is an
Q19: Only civil liability may be imposed for
Q19: The 1933 Securities Act differs from the
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